-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NcqnR80jHkN0bL0TKQ0Ktt3+FmLR/ji+yW6TcSe2vcJbuNBZOxCdSN2PeUKb//Si Pqb4QJC/S/dUPNgkL8u/kw== 0000950168-97-000376.txt : 19970222 0000950168-97-000376.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950168-97-000376 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970218 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CLOSURE MEDICAL CORP CENTRAL INDEX KEY: 0001016006 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 561959623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49047 FILM NUMBER: 97536948 BUSINESS ADDRESS: STREET 1: 5265 CAPITAL BLVD CITY: RALEIGH STATE: NC ZIP: 27616 BUSINESS PHONE: 9198767800 MAIL ADDRESS: STREET 1: 5265 CAPITAL BLVD CITY: RALEIGH STATE: NC ZIP: 27604 FORMER COMPANY: FORMER CONFORMED NAME: TRI POINT MEDICAL CORP DATE OF NAME CHANGE: 19960604 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CARATEC L L C CENTRAL INDEX KEY: 0001033065 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 206 ERSKINE COURT CITY: CARY STATE: NC ZIP: 27511 BUSINESS PHONE: 9195881902 MAIL ADDRESS: STREET 1: 206 ERSKINE COURT CITY: CARY STATE: NC ZIP: 27511 SC 13G 1 SC 13G FOR CARATEC, L.L.C. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ___)* Closure Medical Corporation ________________________________________________________________________________ (Name of Issuer) Common Stock ________________________________________________________________________________ (Title of Class of Securities) 189093107 ________________________________________________________________________________ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number 189093107 Page 2 of 4 ________________________________________________________________________________ 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Caratec, L.L.C. ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) Not Applicable ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Citizenship or Place of Organization North Carolina ________________________________________________________________________________ 5. Sole Voting Power Number of 1,326,250 Shares __________________________________________________ Beneficially 6. Shared Voting Power Owned By 0 Each __________________________________________________ Reporting 7. Sole Dispositive Power Person With 1,326,250 __________________________________________________ 8. Shared Dispositive Power 0 ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,326,250 ________________________________________________________________________________ 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) Not Applicable ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9) 10.1 ________________________________________________________________________________ 12. Type of Reporting Person (See Instructions) CO Page 3 of 4 Item 1. Issuer (a) Closure Medical Corporation (b) 5265 Capital Boulevard Raleigh, North Carolina 27616 Item 2. Person Filing (a) Caratec, L.L.C. (b) 206 Erskine Court Cary, North Carolina 27511 (c) North Carolina limited liability corporation (d) See Cover Page (e) See Cover Page Item 3. Filing Pursuant to Rules 13d-1(b) or 13d-2(b) Not Applicable Item 4. Ownership (a) See Row (9) on Page 2 (b) See Row (11) on Page 2 (c) The Reporting Person retains sole voting and dispositive power of all shares. Item 5. Ownership of Five Percent or Less of a Class Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification Not Applicable Page 4 of 4 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 _______________________________________________ Date CARATEC, L.L.C. By: /s/ Richard W. Reichow ___________________________ Signature Richard W. Reichow, Manager _______________________________________________ Name/Title -----END PRIVACY-ENHANCED MESSAGE-----